We offer a comprehensive range of services designed to simplify your regulatory compliance journey
Core Regulatory Compliance Services
Our comprehensive compliance services are tailored to meet your business’s specific needs, ensuring you remain aligned with regulatory requirements and industry standards.
Outsourced Compliance Officer
Appoint a dedicated Compliance Officer to manage your regulatory obligations effectively.
Drafting Policies and Procedures
Develop robust compliance frameworks, policies, and procedures customized to your organization's operations.
Developing Compliance Monitoring Programmes
Design and implement effective monitoring programmes to track and ensure ongoing compliance.
Resolving Remedial Action Plans
Address and resolve regulatory findings, ensuring timely action and full compliance with remedial measures.
Independent Outsourced Internal Auditor
Conduct impartial internal audits to identify gaps, assess risks, and recommend corrective actions.
Compliance Advisory (Retainer)
Provide ongoing compliance support through mentoring and strategic guidance for compliance teams and senior management.
Cybersecurity Framework Implementation
Consultancy and training services to establish and maintain a robust cybersecurity framework.
Annual Compliance Training
Deliver engaging and comprehensive training sessions to ensure your team remains up to date with regulatory expectations.
Focused/Subject-Matter Compliance Trainings
Offer specialized training tailored to specific areas of regulatory compliance for targeted learning outcomes.
Third-Party Due Diligence Services
Conduct thorough due diligence on third-party relationships to mitigate risks and ensure compliance with legal obligations.
Regulatory Reporting Assistance
Help in preparing, reviewing, and submitting regulatory reports in accordance with applicable standards.
Regulatory Change Management
Support in tracking and adapting to evolving regulations, ensuring your compliance framework remains up to date.
Regulatory Authorisations & Endorsements
Streamlining your journey through complex regulatory frameworks, Fintech Services offers expert assistance in securing the necessary approvals to help your business thrive.
Compliance Advisory & License Applications
Comprehensive support throughout the licensing process, including tailored compliance advisory to ensure your application aligns seamlessly with regulatory expectations.
Regulatory Endorsements
Assistance in obtaining endorsements for specialized activities, ensuring full compliance with sector-specific requirements and facilitating smooth approvals.
Regulatory Authorisation for Additional Business Activities
Expert guidance in expanding your operational scope with regulatory authorizations for new business activities, helping you innovate and grow without delays.
Compliance Advisory & License Applications
Comprehensive support throughout the licensing process, including tailored compliance advisory to ensure your application aligns seamlessly with regulatory expectations.
Regulatory Endorsements
Assistance in obtaining endorsements for specialized activities, ensuring full compliance with sector-specific requirements and facilitating smooth approvals.
Regulatory Authorisation for Additional Business Activities
Expert guidance in expanding your operational scope with regulatory authorizations for new business activities, helping you innovate and grow without delays.
AML/CFT Services
Ensuring compliance with Anti-Money Laundering (AML) and Counter Financing of Terrorism (CFT) regulations.
Outsourced MLRO Function
Professional and reliable Money Laundering Reporting Officer (MLRO) services to fulfil your regulatory obligations and ensure robust AML governance.
Independent Outsourced AML
Internal Auditor for FIs and DNFBPs
Conduct impartial and thorough AML audits to assess and enhance your compliance frameworks.
Annual AML Trainings Customized to Your Business
Tailored AML training programs designed to align with the specific requirements of FIs and DNFBPs, ensuring your team stays informed and compliant.
Third-Party Due Diligence Services
Comprehensive due diligence solutions to evaluate and mitigate risks associated with third-party relationships.
Assistance in Filing Annual AML Returns
Dedicated support for DNFBPs during the reporting period, simplifying the filing of Annual AML Returns and ensuring accuracy.
Setting Up Onboarding Processes and Procedures
Specialized assistance for DNFBPs and startups to establish efficient and compliant customer onboarding frameworks.
Corporate Governance
At Fintech Services, we offer a range of solutions to strengthen corporate governance frameworks and elevate board effectiveness, tailored to align with both regulatory requirements and industry best practices.
Non-Executive Directorship in Compliance with the Women On Board Initiative
Support your organization in meeting regulatory mandates by appointing qualified and experienced female directors, promoting diversity and inclusivity.
Non-Executive Directorships
Access seasoned professionals to provide independent, strategic oversight and enhance board effectiveness across various industries.
Developing Corporate Governance Frameworks
Design and implement robust corporate governance structures to ensure transparency, accountability, and regulatory compliance.
Senior Management Trainings on Corporate Governance
Customized training programs to equip leadership teams with the skills and knowledge needed to excel in governance responsibilities.
Outsourced Company Secretarial Services for Conducting and Managing Board Meetings
End-to-end support for planning, conducting, and documenting board meetings, ensuring efficient governance practices and compliance with statutory obligations.
Non-Executive Directorship in Compliance with the Women On Board Initiative
Support your organization in meeting regulatory mandates by appointing qualified and experienced female directors, promoting diversity and inclusivity.
Non-Executive Directorships
Access seasoned professionals to provide independent, strategic oversight and enhance board effectiveness across various industries.
Developing Corporate Governance Frameworks
Design and implement robust corporate governance structures to ensure transparency, accountability, and regulatory compliance.
Senior Management Trainings on Corporate Governance
Customized training programs to equip leadership teams with the skills and knowledge needed to excel in governance responsibilities.
Outsourced Company Secretarial Services for Conducting and Managing Board Meetings
End-to-end support for planning, conducting, and documenting board meetings, ensuring efficient governance practices and compliance with statutory obligations.
Ancillary Services – Finance, Accounting, HR & IT
Fintech Services partners with trusted professionals to offer a comprehensive suite of ancillary services, ensuring your business operations are seamless and fully compliant.
Outsourced Finance Officer Role
Engage experienced finance professionals through our network partners for tailored financial oversight and management.
Finance and Accounting Services
Access end-to-end accounting and financial services provided by our network partners to streamline your business operations.
Finance & Accounting Advisory
Receive expert guidance on complex financial and accounting matters through our trusted network partners.
HR & IT Services and Advisory
Obtain strategic HR and IT solutions, including workforce management and technology optimization, from our experienced partners.
Cybersecurity Framework Implementation
Collaborate with our network partners to implement robust cybersecurity frameworks, with oversight by our compliance team to ensure alignment with regulatory standards.